Group Conduct Officer Jobs Vacancy at Idex Consulting London
Idex Consulting London urgently required following position for Group Conduct Officer. Please read this job advertisement carefully before apply. There are some qualifications, experience and skills requirement that the employers require. Does your career history fit these requirements? Ensure you understand the role you are applying for and that it is suited to your skills and qualifications.
Follow the online directions, complete all the necessary fields, and provide all relevant information so your application is submitted correctly. When you click the 'Apply this Job' button (open in new window) you will be taken to the online application form. Here you will be asked to provide personal and contact details, respond to employment-related questions, and show how you meet the key selection criteria.
Group Conduct Officer Jobs Vacancy at Idex Consulting London Jobs Details:
I have an exciting role on behalf of a growing Retail Broker which is seeking a Group Conduct Officer located anywhere in the UK to provide a business partnering function with regard to their Regional offices (in excess of 20 offices). The successful compliance candidates will:
Remain up to date with regulatory and group requirements and where appropriate/required to suggest changes to group procedures
Provide support/training/mentoring so that group and compliance procedures are successfully implemented/maintained
Be a reference point for fielding queries from offices
Analyse and report MI from the business
Carry out monitoring activities as directed together with reporting requirements
Carry out ad-hoc assignments as directed
Support the group risk and compliance team and the wider group to achieve its objectives including taking part in group/office/business projects
Build good working relationships with offices whilst maintaining independence and objectivity
Training will be provided but experience in GI retail broking is essential. This is an excellent opportunity to be a part of compliance delivery nationally for a company that is expanding and growing. Please contact me direct for more detail. Travel is a feature of this role to engage with the increasing number of Regional offices.
Please visit the IDEX Consulting Ltd website for further opportunities. If your application is successful we will contact you to discuss the opportunity in more detail within 2 working days of receiving your application. If your application is unsuccessful, the information supplied may still be retained for use in connection with future vacancies. Due to the overwhelming application response we receive through various sources, should you not hear from us within one week then please assume your application has been unsuccessful.